Opinion of the Court by Justice SCOTT.
Appellant, Quaynell Duron King, is currently before this Court appealing his convictions in two separate cases from Fayette Circuit Court. In the first, he was sentenced to seventeen years' imprisonment after being found guilty of first-degree trafficking in a controlled substance, possession of marijuana, second-degree fleeing or evading, and of being a persistent felony offender (PFO) in the first degree. In the second, he was sentenced to twenty-six years' imprisonment after being found guilty of second-degree escape, first-degree possession of a controlled substance, and of being a first-degree persistent felony offender. He originally filed his appeals in both cases in
Appellant argues that: (1) the trial court erroneously denied his motion to suppress evidence collected from the vehicle he was driving, resulting in a violation of his right to be free from unreasonable searches and seizures; (2) he was denied his Constitutional right to trial by an impartial jury; (3) he was improperly denied his right to proceed pro se; (4) the sentencing phase was tainted by improper closing arguments; (5) he is entitled to retroactive application of the amended penalty for possession of a controlled substance; and (6) his aggregate sentence for escape and possession should be capped at twenty years.
On August 13, 2007, Lexington Police coordinated a controlled purchase of narcotics between Appellant and a confidential informant. The informant set up a meeting with Appellant near Appellant's home, and two detectives proceeded to the location with the informant. Two undercover vehicles and two marked police cruisers accompanied the detectives and informant to the meeting site.
After arriving, officers located Appellant in a Jeep which had stopped some distance behind them. The marked police vehicles moved in without lights or sirens so the officers could question Appellant in hopes of developing probable cause or obtaining consent to search the vehicle by drug dog. Once the marked vehicles were within his view, however, Appellant fled at a high rate of speed. The officers immediately initiated emergency lights and pursued Appellant. Shortly thereafter, Appellant pulled into a driveway, jumped out of the Jeep, and fled on foot; the Jeep rolled into a parked car. He ran about forty yards before tripping and surrendering to custody. The officers arrested him for fleeing or evading.
The officers searched the Jeep and found approximately sixteen grams of crack cocaine and 3.4 grams of marijuana in the center console. They also found $3,125 cash on Appellant's person. Appellant moved to suppress the evidence confiscated from the Jeep, but the trial court overruled his motion, finding he had abandoned the vehicle. The court also found reasonable, articulable suspicion of criminal activity based upon Appellant's conduct when the police attempted to initiate the stop.
A Fayette Circuit Court jury convicted Appellant of first-degree trafficking in a controlled substance, second-degree fleeing or evading police, and first-degree possession of marijuana. For the trafficking conviction, the jury recommended a ten-year prison sentence. Thereafter, the jury found Appellant guilty of being a first-degree PFO, and enhanced its recommended sentence to seventeen years in prison. The trial court adopted this recommendation.
While Appellant was incarcerated at the Fayette County Detention Center awaiting trial in the first case, he was granted a release pass to attend an off-site program once a week. On June 22, 2009, Appellant failed to return to the detention center after the program. On January 14, 2010, Lexington Police and the U.S. Marshal's Service arrested Appellant; officers found one bag of cocaine on Appellant's person containing 32.4 grams of crack, and in the same bag, but packaged separately in small baggies, an additional 6.6 grams of crack. A small amount of cash and two cell phones were also discovered.
Appellant was charged with second-degree escape, first-degree trafficking in a controlled substance, and being a first-degree PFO. The charges were severed for purposes of trial. He was ultimately convicted of second-degree escape, first-degree possession of a controlled substance, and being a first-degree PFO, and sentenced to a total of twenty-six years' imprisonment. He appeals as a matter of right. Ky. Const. § 110(2)(b). Additional facts will be provided where helpful.
Appellant's lone argument with respect to his convictions for trafficking in a controlled substance, possession of marijuana, fleeing or evading, and PFO is that the trial court erroneously denied his motion to suppress evidence collected from the Jeep, resulting in a violation of his constitutional rights to be free from unreasonable searches and seizures. See U.S. Const, amend IV; Ky. Const. § 10. Specifically, Appellant contends that the trial court incorrectly concluded that (1) he had abandoned the Jeep, and (2) that his reckless driving created a reasonable and articulable suspicion of criminal activity sufficient to justify a warrantless search of the Jeep.
When reviewing an order denying a motion to suppress, we consider the trial court's findings of fact "conclusive" if they are "supported by substantial evidence." RCr 9.78. "Using those facts [if supported], the reviewing court then conducts a de novo review of the trial court's application of law to those facts to determine whether the decision is correct as a matter of law." Commonwealth v. Jones, 217 S.W.3d 190, 193 (Ky.2006).
Warrantless searches are "per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well-delineated exceptions." Katz v. United States, 389 U.S. 347, 357, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967) (footnote omitted). Relevant to this case is the abandoned property exception. See California v. Greenwood, 486 U.S. 35, 108 S.Ct. 1625, 100 L.Ed.2d 30 (1988); Watkins v. Commonwealth, 307 S.W.3d 628 (Ky.2010). Individuals cannot have a reasonable expectation of privacy in property they abandon; thus, a search of abandoned property is not, without more, unreasonable. See Greenwood, 486 U.S. at 40-41, 108 S.Ct. 1625; Watkins, 307 S.W.3d at 630. "What constitutes abandoned property has to be determined on a case-by-case basis." Watkins, 307 S.W.3d at 630. "[T]rial courts must weigh the
We recently addressed a very similar issue in Watkins. See id. In that case, the defendant led police on a high-speed chase when they tried to pull him over for speeding. Id. at 629. Shortly thereafter, the defendant spun out in the median and blew a tire; he immediately exited the vehicle and fled on foot. Id. Police subsequently searched the vehicle and discovered marijuana and crack cocaine in the trunk. Id. The defendant attempted to argue that the evidence should be suppressed as the fruits of an unreasonable search. Id.
We disagreed, holding that because the defendant had abandoned the vehicle, he did not have standing to claim a reasonable expectation of privacy in it or its contents. Id. at 629-30. In doing so, we noted, inter alia, that: (1) he had led the police on a high-speed chase; (2) after he spun out he immediately fled on foot; and (3) he left incriminating evidence in the vehicle. Id. at 630. Finally, and importantly, we noted the following:
Id. This is precisely the situation presented by this case.
First, upon seeing the police cruisers, Appellant fled, initiating a high-speed chase. Second, once the police caught up with the fleeing vehicle, Appellant pulled into a driveway and exited the vehicle while it was still moving and fled on foot; the vehicle was never shifted into the park position and rolled into another vehicle. Third, he left incriminating evidence in the vehicle. In sum, he left "property behind, when in flight from apprehension by law enforcement." Id. Thus, it "must be considered in and of itself an abandonment of that property." Id. (Emphasis added).
The trial court's findings of fact were supported by substantial evidence, and are therefore conclusive. See RCr 9.78. Moreover, upon de novo review of those facts, it is clear to us that Appellant abandoned the vehicle.
Appellant's convictions for second-degree escape and first-degree possession of
Appellant's sole argument with respect to his escape conviction is that he was denied his right to a trial by an impartial jury. At the very beginning of Appellant's escape trial, a bomb threat was called in to Fayette District Court. For precautionary purposes, Fayette Circuit Court, where Appellant's criminal trial was taking place, was also evacuated. Consequently, prospective jurors in Appellant's trial were required to stand outside the courthouse for about an hour.
When the proceedings resumed, defense counsel objected to allowing the evacuated jurors to sit. Specifically, counsel informed the trial court: "I heard many attorneys in the private bar and other defense attorneys talking about `it must have been the defendant who had the trial today,' and I have concerns that percolated through the jury and has tainted the jury pool, biasing them against [Appellant] just for fact he is sitting here on trial today." The trial court denied the motion, adding: "I will certainly voir dire the jury on that issue and if any issues come up I will revisit it."
During voir dire, the trial court questioned the venire about the incident and thoroughly explored the possibility of jury taint. No member of the venire ever came forward with any bomb-threat-related reason that they could not sit and be a fair juror, and after regular voir dire, the trial was heard without incident.
Appellant nevertheless argues that he was denied his right to a trial before an impartial jury. See U.S. Const, amend. VI; Ky. Const. § 11. Specifically, he alleges that the trial court's voir dire of the bomb threat insufficiently explored the possibility of a tainted jury pool. Thus, he contends, the panel was possibly tainted and should have been excused, and he is therefore entitled to a new trial. We review for abuse of discretion. Tabor v. Commonwealth, 948 S.W.2d 569, 571 (Ky. App. 1997) ("The trial court has broad discretion in determining whether a jury panel should be dismissed, and its ruling should not be disturbed absent a clear abuse of discretion.").
We cannot conclude that the trial court abused its discretion in denying Appellant's motion to dismiss the entire venire. First, the trial court explained to the venire that it was its understanding that a bomb threat had been called into the district courthouse, not the circuit courthouse in which they were sitting — and the members of the jury indicated that that was also what they heard.
Second, the court asked the venire the following questions to probe whether any member of the jury pool had heard anything that might affect their impartiality:
No juror answered any of these questions in the affirmative.
If that were not enough, the trial court gave the veniremembers another opportunity, asking them if there was "any reason that because we started this way — you're tired, you're sick of this, you don't like it, you heard something — anything about the unusual nature here that would cause anybody to have any concern that they could sit and be a fair juror today in this trial?" Again, no juror answered in the affirmative.
Finally, the trial court gave the veniremembers an open-ended invitation to come forward with any information that might call their impartiality into question, stating: "At any point, if you think of something, it's fine." Indeed, the trial court invited the prospective jurors to answer these questions at the bench, but nobody ever came forward.
We conclude that the trial court did not abuse its discretion in denying Appellant's motion to excuse the jury panel. The trial court sufficiently probed the possibility of a tainted venire and gave the veniremembers ample opportunity to come forward with any information that might call into question their impartiality. Indeed, the trial court probed all of defense counsel's concerns in voir dire.
With respect to his severed trial for trafficking (for which he was convicted of the lesser included offense of possession of a controlled substance), Appellant argues that: (1) he was improperly denied his right to proceed pro se; (2) the sentencing phase was tainted by improper closing arguments; (3) he is entitled to retroactive application of the amended penalty for possession of a controlled substance; and (4) his aggregate sentence for escape and possession should be capped at twenty years.
Appellant first argues that the trial court committed reversible error by denying him the right to proceed pro se. Specifically, he contends that his rights under the Sixth and Fourteenth Amendments to the United States Constitution, and Section Eleven of the Kentucky Constitution, were violated by the trial court's allegedly erroneous finding that his request
The Sixth Amendment to the United States Constitution and Section Eleven of the Kentucky Constitution guarantee criminal defendants the right to counsel as well as the converse right to self-representation. Faretta v. California, 422 U.S. 806, 817, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975);
To be effective, a request to proceed pro se must be timely.
Here, Appellant's second request to proceed pro se was submitted via written motion and filed October 26, 2010 — the day before trial was to commence.
In addition to being timely, a request to proceed pro se must also be unequivocal. See Hummel v. Commonwealth, 306 S.W.3d 48, 51-52 (Ky.2010). The Commonwealth asserts that Appellant's request was equivocal, and therefore ineffective. It bases this assertion on the fact that Appellant, at his Faretta hearing, expressed dissatisfaction with appointed counsel as well as his wish to be appointed different counsel. The Commonwealth's argument is misplaced. See Batchelor v. Cain, 682 F.3d 400 (5th Cir.2012) ("Nor can it be said that Batchelor's expression of dissatisfaction with his appointed counsel somehow detracted from the clarity of his Faretta motion. In Faretta itself, the defendant requested to proceed pro se because of dissatisfaction with appointed counsel.").
The requirement that a criminal defendant unequivocally request to proceed pro se is a threshold requirement to receiving a Faretta hearing, not a requirement demanded at the hearing. See St. Clair v. Commonwealth, 319 S.W.3d 300, 311 (Ky.2010) ("[S]hould [defendant] make an unequivocal request to proceed pro se or with hybrid representation — in other words, to make either a full or a limited waiver of his right to counsel — under our precedent, a Faretta hearing is required."). Stated differently, the requirement that a defendant unequivocally assert his right to self-representation is a condition precedent of receiving a Faretta hearing; whatever happens at that hearing speaks to whether waiving the right to counsel was knowing, intelligent, and voluntary. See id.
Here, Appellant submitted two hand-written motions clearly invoking his right to proceed pro se.
Finally, to be effective, a criminal defendant's waiver of his right to counsel must be made knowingly, intelligently, and voluntarily. Faretta, 422 U.S. at 835, 95 S.Ct. 2525; Hill, 125 S.W.3d at 226 n. 2 (citations omitted).
To ensure that individuals opting to proceed pro se do so knowingly and intelligently, this Court in Commonwealth v. Terry cited with approval the model Faretta hearing questions used in federal courts. 295 S.W.3d 819, 824-25 (Ky.2009).
First, at the beginning of Appellant's October 26, 2010 Faretta hearing, the trial court reminded Appellant that he had already moved to proceed pro se and withdrawn the previous motion. The court asked him if he had again changed his mind and whether he was reasserting his right to self-representation.
Next, after some preliminary questions, the trial court engaged Appellant in the Terry colloquy. Appellant's answers to the court's questions indicated that he understood the following: (a) the charges against him; (b) the seriousness of the charges; (c) the potential PFO sentence enhancements; (d) that he was entitled to be represented by an attorney, and that if he could not afford one that the court would appoint one; (e) that sentences for any convictions in the case at bar and other pending cases could run consecutively; (f) that the court could not help him try his case or advise him in any way; (g) that although he was a layperson he was still bound by the rules of the court, evidence, and criminal procedure; and (h) that if he decided to take the witness stand he would
Appellant also indicated that he was familiar with the rules of court,
In any event, after engaging in the Terry colloquy, the trial court asserted its opinion that Appellant didn't really want to represent himself, but instead that he wanted to be represented by someone other than appointed counsel. Appellant agreed that he was unhappy with appointed counsel, and that he did not want to represent himself if he had "to go to court tomorrow." He did not, however, withdraw his motion.
After the court reminded Appellant that trial was scheduled for the next day, the following dialogue ensued:
Despite Appellant's overwhelming indication that he wished to represent himself, that he was aware that he was bound by the rules, and that he knew he was facing significant prison time, the trial court denied his request to proceed pro se, making the following findings on the record:
The trial court's ruling was erroneous.
As previously mentioned, a defendant's lack of knowledge of the rules of court, criminal procedure, and evidence is irrelevant with respect to whether his waiver of the right to counsel was made knowingly, intelligently, and voluntarily; that he acknowledges this deficiency is relevant. Similarly, a defendant's dissatisfaction with appointed counsel is essentially irrelevant to this determination. See Alongi, 367 Fed.Appx. at 346-47. It is the defendant's constitutional right to waive for whatever reasons he deems sufficient. A trial court may not prevent a defendant from exercising his right to proceed pro se just because it disapproves of the defendant's motives,
Here, it is clear that Appellant timely and unequivocally asserted his right to represent himself, and knowingly, intelligently, and voluntarily accepted the dangers inherent in self-representation. That is all that is required under Faretta, 422 U.S. at 835, 95 S.Ct. 2525. However, apparently worried about Appellant's perceived lack of familiarity with specific rules of court, evidence, and criminal procedure, the trial court denied his request. This is an improper reason to deny a defendant's request to proceed pro se.
Appellant was "made aware of the dangers and disadvantages of self-representation, so that the record ... established] that `he kn[ew] what he [was] doing and his choice [was] made with eyes open.'" Faretta, 422 U.S. at 835, 95 S.Ct. 2525 (quoting Adams, 317 U.S. at 279, 63 S.Ct. 236). The trial court's colloquy exceeded the constitutional minimum of making Appellant "sufficiently aware of his right to have counsel present and of the possible consequences of a decision to forgo the aid of counsel." Depp, 278 S.W.3d at 618. Having made his choice with "eyes open," the trial court could not deny his request absent a finding that it was submitted for an impermissible purpose, e.g., as a tactic to delay trial. Accordingly, his conviction for possession of a controlled substance (and the accompanying PFO conviction) must be reversed, his sentence for that conviction vacated, and this matter remanded to the trial court for a new trial consistent with this opinion. See Hill, 125 S.W.3d at 228-29, modified on other grounds by Depp, 278 S.W.3d at 619 ("[Structural defects in the constitution of the trial mechanism require automatic reversal. A prototypical example of a `structural error' is the denial of the right to proceed pro se. ...") (citations and internal quotation marks omitted).
Having found cause for reversal, we need only consider the remaining issues that are likely to recur on remand.
Appellant next argues that the prison sentences imposed pursuant to his severed convictions for possession of a controlled substance and escape should have been capped at twenty years. Specifically, he contends that additional offenses committed during an escape may run concurrently with the sentence imposed on the escape conviction, and that the twenty-year cap found in KRS 532.110(1)(c) must apply to those convictions.
As indicated in the previous section, if Appellant is once again convicted of possession of a controlled substance,
Thus, any sentence imposed pursuant to future convictions for possession and PFO greater than ten years, to be run consecutively to his ten-year sentence for escape, would equal a total sentence of more than twenty years. For this reason, Appellant argues that KRS 532.110(1)(c) caps the aggregate sentence imposed on these convictions at twenty years.
KRS 532.110(3) provides:
(Emphasis added.) Thus, any sentence imposed pursuant to a conviction on remand must run consecutive to the escape sentence. See also KRS 533.060(3) ("When a person commits an offense while awaiting trial for another offense, and is subsequently convicted or enters a plea of guilty to the offense committed while awaiting trial, the sentence imposed for the offense committed while awaiting trial shall not run concurrently with confinement for the offense for which the person is awaiting trial.") (emphasis added).
In fact, we essentially resolved this issue in Gaither v. Commonwealth, 963 S.W.2d 621 (Ky.1997). After quoting KRS 532.110(3),
Accordingly, if on remand Appellant is again convicted of possession of a controlled substance, any sentence imposed thereon must run consecutively to his sentence for escape — even if it results in an aggregate sentence of more than twenty years. See id.
In conclusion, we: (1) reverse Appellant's conviction for possession of a controlled
All sitting. All concur.
All of these concerns were addressed by the trial court's voir dire.
The second hand-written motion, filed October 26, 2010, is virtually identical to the first.
295 S.W.3d at 824-25 (citing United States v. McDowell, 814 F.2d 245, 251-52 (6th Cir. 1987)).
737 S.W.2d at 688.
Because the highest class of crime Appellant could be convicted of is a Class D felony (possession of a controlled substance), the maximum sentence authorized under KRS 532.110(1)(c) and KRS 532.080(6)(b) is twenty years.